- 无标题文档
查看论文信息

论文中文题名:

 突发公共卫生事件下能源供应链扰动效应实证研究    

姓名:

 刘冰    

学号:

 19202097052    

保密级别:

 保密(1年后开放)    

论文语种:

 chi    

学科代码:

 120100    

学科名称:

 管理学 - 管理科学与工程(可授管理学、工学学位) - 管理科学与工程    

学生类型:

 硕士    

学位级别:

 管理学硕士    

学位年度:

 2022    

培养单位:

 西安科技大学    

院系:

 管理学院    

专业:

 管理科学与工程    

研究方向:

 物流与供应链管理    

第一导师姓名:

 邹绍辉    

第一导师单位:

 西安科技大学    

论文提交日期:

 2022-06-15    

论文答辩日期:

 2022-06-08    

论文外文题名:

 An Empirical Study on the Disturbance Effects of Energy Supply Chain under Public Health Emergencies    

论文中文关键词:

 突发公共卫生事件 ; 能源供应链扰动效应 ; DEMATEL-AISM ; 事件研究法    

论文外文关键词:

 Public health emergencies ; Disturbance effects of energy supply chain ; DEMATEL-AISM ; Event study method    

论文中文摘要:

       受突发事件的影响,能源供应链物流、信息流和资金流的正常运行发生紊乱,供应链供给、需求、运输和价格受到不同程度的影响,同时链上企业也会遭受多重风险,企业绩效受到冲击,这种现象被称为能源供应链扰动效应。新冠疫情作为一种典型的突发公共卫生事件,对我国经济造成了一定的打击。在疫情爆发期,我国经济增长缓慢,供应链受到不同程度的扰动效应,能源供应链作为经济运行的生命线更是首当其冲。因此,能源供应链扰动效应影响因素识别、扰动效应形成原理探究以及扰动效应测度都是需要解决的重大问题。本文围绕新冠疫情这一突发公共卫生事件,选取煤炭供应链和光伏供应链为研究对象对上述问题展开研究。

       首先,通过相关文献梳理和德尔菲法识别出突发公共卫生事件下能源供应链扰动效应影响因素;其次,构建DEMATEL-AISM模型,探究扰动效应形成原理;然后,在形成原理基础上提出假设,运用事件研究法构建实证模型,测度扰动效应的具体表现;最后,对能源供应链如何应对扰动效应提出政策建议。研究结论如下:(1)突发公共卫生事件下能源供应链会受到供给、需求、运输和价格负面扰动效应;(2)突发公共卫生事件下不同能源供应链受到的负面扰动效应是不同的,煤炭供应链在国内新冠疫情影响下受到显著的负面扰动效应,而光伏供应链在海外新冠疫情的影响下受到显著的负面扰动效应;(3)突发公共卫生事件下能源供应链不同环节受到的负面扰动效应具有显著差异,同时能源供应链受到的需求负面扰动效应要大于受到的供给负面扰动效应;(4)突发公共卫生事件下能源供应链负面扰动效应随着时间会逐渐减弱;(5)为积极应对突发公共卫生事件带来的扰动效应,本文提出以下政策建议:一是完善突发公共卫生事件预警机制;二是建立能源供应链应急保障机制;三是积极应对突发公共卫生事件;四是开设能源绿色运输通道;五是保障能源供应链供需平衡;六是提高能源供应链弹性。本研究能够弥补当前能源供应链扰动效应研究的不足,为以后学者开展相关研究提供借鉴;同时提出的政策建议能够帮助能源供应链有效应对扰动效应,保障能源供应链畅通。

论文外文摘要:

   Affected by emergencies, the normal operation of logistics, information flow and capital flow in the energy supply chain are disordered, and the supply, demand, transportation and price of the supply chain are affected to varying degrees. At the same time, enterprises in the chain will also suffer multiple risks and the enterprise performance will be impacted. This phenomenon is called the disturbance effects of energy supply chain. As a typical public health emergency, COVID-19 has caused a certain blow to our country’s economy. During the outbreak of the epidemic, our country’s economic growth is slow, and the supply chain is also disturbed to varying degrees, as the lifeline of the economic operation, the energy supply chain is the first to bear the brunt. Therefore, the identification of influencing factors of the disturbance effects of energy supply chain, the exploration of the formation principle of the disturbance effects and the measurement of the disturbance effects are all major problems to be solved. This thesis focuses on COVID-19, a public health emergency, and selects the coal supply chain and photovoltaic supply chain as the research objects to study the above problems.

    Firstly, the influencing factors of the disturbance effects of energy supply chain under public health emergencies were identified by combing relevant literature and Delphi method; secondly, the DEMATEL-AISM model was constructed to explore the formation principle of the disturbance effects; then, the hypotheses were put forward based on the formation principle, and the event study method was used to construct an empirical model to measure the specific performance of the disturbance effects; finally, this thesis put forward policy suggestions on how energy supply chain can respond to the disturbance effects. The conclusions are as follows: (1)Under public health emergencies, the energy supply chain will be subject to negative disturbance effects of supply, demand, transportation and price; (2) The negative disturbance effects of different energy supply chain are different under the public health emergencies. The coal supply chain has been suffered a significant negative disturbance effect under the impact of domestic COVID-19, while the photovoltaic supply chain has been suffered a significant negative disturbance effect under the impact of overseas COVID-19;(3) Under public health emergencies, the negative disturbance effects on different links of the energy supply chain are significantly different. At the same time, the negative disturbance effect of demand on the energy supply chain is greater than the negative disturbance effect of supply;(4) The negative disturbance effects of energy supply chain under public health emergencies will weaken over time gradually;(5) In order to respond to the disturbance effects brought by public health emergencies actively, this thesis puts forward the following policy suggestions: First, improve the early warning mechanism for public health emergencies; second, establish the emergency guarantee mechanism of energy supply chain; third, respond to public health emergencies actively; fourth, open green energy transportation channels; fifth, ensure the supply and demand balance of the energy supply chain; sixth, improve the elasticity of the energy supply chain. This study can make up for the deficiency of the current research on the disturbance effects of energy supply chain, and provide reference for scholars to carry out relevant research in the future; at the same time, the proposed policy suggestions can help the energy supply chain deal with the disturbance effects caused by public health emergencies, ensure the smoothness of the energy supply chain.

参考文献:

[1]Marmar C R, Weiss D S, Metzler T J, et al. Characteristics of emergency services personnel related to pertraumatic dissociation during critical incident exposure[J]. The American Journal of Psychiatry,1996,153(3):94-102.

[2]Kipp J D, Loflin M E. Emergency Incident Risk Management: A Safety? Health Perspective[J]. Applied Occupational and Environmental Hygiene,1997,2(12):143.

[3]郭研实.国家公务员应对突发事件能力[M].北京:中国社会科学出版社,2005:1.

[4]孙崇勇,秦启文.突发事件的两个基本理论问题探讨[J].西南师范大学学报(人文社会科学版),2005,31(02):50-53.

[5]刘建军,朱喜坤.思想政治教育在应对突发事件中的作用[J].学校党建与思想教育, 2003(06):9-12.

[6]朱力.突发事件的概念、要素与类型[J].南京社会科学,2007(11):81-88.

[7]才英妍.国际突发公共卫生事件政府应对能力评价[D].哈尔滨商业大学,2021.

[8]Yusuf Y Y, Gunasekaran A, Musa A, et al. The UK oil and gas supply chains: An empirical analysis of adoption of sustainable measures and performance outcomes[J]. International Journal of Production Economics,2013,146(2):501-514.

[9]檀勤良,魏咏梅,李旭彦,等.生物质燃料供应链协同优化研究[J].中国科技论坛,2016 (10):127-133.

[10]胡俊,吴君民,吴洁,盛永祥,等.竞争政策与技术驱动下光伏供应链的竞合关系研究[J].中国科技论坛,2020(10):122-131.

[11]温捷.复杂风险环境下弹性生物能源供应链网络建模与优化[D].东北大学,2013.

[12]谭忠富,刘平阔.中国煤电能源供应链风险关系及风险评价测度研究[J].工业技术经济,2015,34(01):132-144.

[13]侯琳娜,孙静春,王海燕.大规模风电并网的双供应源电力供应链牛鞭效应分析[J].运筹与管理,2015,24(06):86-94.

[14]杨洋,刘旭,刘艺林,浮豪豪.基于贝叶斯定理的能源供应网络脆弱性研究[J].统计与决策,2018,34(16):35-39.

[15]Cormio C, Dicorato M, Minoia A, et al. A regional energy planning methodology including renewable energy sources and environmental constraints[J]. Renewable & Sustainable Energy Reviews,2003,7(2):99-130.

[16]董明.分布式能源供应链网络建模解析集成框架[J].上海交通大学学报,2008,42 (11):1772-1775.

[17]魏海蕊.分布式能源供应链的规划与鲁棒运作研究[D].上海交通大学,2010.

[18]Lee J H. Energy supply planning and supply chain optimization under uncertainty[J]. Journal of Process Control,2014,24(2):323-331.

[19]杨洁.多维不确定环境下的生物能源供应链网络优化设计[D].东北大学,2014.

[20]Clausen J, Larsen J, Larsen A, et al. Disruption management operations research between planning and execution[J]. OR/MS Today,2001,28(5):40-43.

[21]刘姝.需求和成本扰动下的三级供应链波及效应研究[D].电子科技大学,2009.

[22]王宇奇,高岩,滕春贤.扰动下的供应链弹性研究回顾与拓展[J].管理评论,2017,29 (12):204-216.

[23]Wagner S M, Bode C. An empirical investigation into supply chain vulnerability[J]. Journal of Purchasing & Supply Management,2006,12(6):301-312.

[24]Giri B C, Roy B. Supply Chain Coordination with Price-Sensitive Demand Under Risks of Demand and Supply Disruptions[J]. Technology Operation Management,2011,2 (1):29-38.

[25]Son J Y, Orchard R K. Effectiveness of policies for mitigating supply disruptions[J]. International Journal of Physical Distribution & Logistics Management,2013,43(8): 684-706.

[26]Zhu Q, Krikke H, Caniëls M. Collaborate or not? A system dynamics study on disruption recovery[J]. Industrial Management & Data Systems,2016,116(2):271-290.

[27]刘一健,岳小云.不同供需下农产品双渠道供应链的决策[J].系统科学与数学,2019,39 (11):1808-1822.

[28]Norrman A, Jansson U. Ericsson's proactive supply chain risk management approach after a serious sub-supplier accident[J]. International Journal of Physical Distribution & Logistics Management,2004,34(5):434-456.

[29]Jacobs B W, Singhal V R. The effect of the Rana Plaza disaster on shareholder wealth of retailers: Implications for sourcing strategies and supply chain governance[J]. Journal of Operations Management,2017,49(1):52-66.

[30]Leiter A M, Oberhofer H, Raschky P A. Creative Disasters? Flooding Effects on Capital, Labour and Productivity Within European Firms[J]. Environmental & Resource Economics,2009,43(3):333-350.

[31]Altay N, Ramirez A. Impact of disasters on firms in different sectors: implications for supply chains[J]. Journal of Supply Chain Management,2010,46(4):59-80.

[32]Mackenzie C A, Santos J R, Barker K. Measuring changes in international production from a disruption: Case study of the Japanese earthquake and tsunami[J]. International Journal of Production Economics,2012,138(2):293-302.

[33]Cavallo A, Cavallo E, Rigobon R. Prices and Supply Disruptions during Natural Disasters[J]. Review of Income and Wealth,2014,60(S2):S449–S471.

[34]Gunessee S, Subramanian N, Ning K. Natural disasters, PC supply chain and corporate performance[J]. International Journal of Operations & Production Management,2018,38 (9):1796-1814.

[35]Kashiwagi Y, Todo Y, Matous P. Propagation of economic shocks through global supply chains—Evidence from Hurricane Sandy[J]. Review of International Economics,2021,29 (5):1186-1220.

[36]Carvalho V M, Nirei M, Saito Y U, et al. Supply chain disruptions: Evidence from the great east japan earthquake[J]. The Quarterly Journal of Economics,2021,136(2): 1255-1321.

[37]黄开泰.基于IIM的突发事件情境下的供应链不确定性与脆弱性研究[D].武汉科技大学,2017.

[38]谭砚文,李丛希,陈志钢.新冠肺炎疫情对中国与东盟区域农产品供应链的影响及对策[J].农业经济问题,2020(10):113-121.

[39]周新辉,李昱喆,李富有.新冠疫情对中小服务型企业影响评估及对策研究——基于回归算法优化模型的分析预测[J].经济评论,2020(03):101-117.

[40]杨艳涛,丁琪,王国刚.全球疫情下我国玉米供应链体系的风险问题与对策[J].经济纵横,2020(05):58-65.

[41]Gunessee S, Subramanian N. Ambiguity and its coping mechanisms in supply chains lessons from the Covid-19 pandemic and natural disasters[J]. International Journal of Operations & Production Management,2020,40(7/8):1201-1223.

[42]Queiroz M M, Ivanov D, Dolgui A, et al. Impacts of epidemic outbreaks on supply chains: mapping a research agenda amid the COVID-19 pandemic through a structured literature review[J]. Annals of operations research,2020,289(1):1-38.

[43]Elleby C, Domínguez I P, Adenauer M, et al. Impacts of the COVID-19 pandemic on the global agricultural markets[J]. Environmental and Resource Economics,2020,76(4): 1067-1079.

[44]Gray R S. Agriculture, transportation, and the COVID‐19 crisis[J]. Canadian Journal of Agricultural Economics,2020,68(2):239-243.

[45]Torbacki W. Dematel Method in ERP Systems for TSL Branch[J]. Transport Problems, 2017,12(4):27-36.

[46]孙伟.基于DEMATEL方法的新兴技术产业化融资影响因素实证研究[J].科技进步与对策,2020,37(21):64-71.

[47]文法政.基于DEMATEL方法的农村女性创业瓶颈影响因素识别研究[D].浙江海洋大学,2021.

[48]贾立敏,赵贤晨,张兆方.基于AISM的水利工程项目治理影响因素研究[J].中国农村水利水电,2021(05):170-175+187.

[49]谢希霖.基于对抗解释结构模型方法的沿海智慧港口竞争力研究[D].天津大学,2019.

[50]田伟,魏雪.基于Probit-AISM模型的生态农业采纳行为分析——以湖南省298户小农户为例[J].食品工业,2021,42(04):265-271.

[51]魏宏亮,牛昌林,刘福江,等.基于DEMATEL-AISM法的装配式建筑预制构件成本影响因素分析[J].建筑经济,2021,42(10):83-88.

[52]Fama E F. The behavior of stock-market prices[J]. The journal of Business,1965,38(1): 34-105.

[53]Fama E F. Efficient capital markets: II[J]. The journal of finance,1991,46(5):1575-1617.

[54]Roberts H V. Statistical versus Clinical Prediction of the Stock Market[Z]. Chicago: University of Chicago,1967.

[55]俞乔.市场有效、周期异常与股价波动——对上海、深圳股票市场的实证分析[J]. 经济研究,1994(09):43-50.

[56]吴世农.我国证券市场效率的分析[J].经济研究,1996(04):13-19+48.

[57]宋颂兴,金伟根.上海股市市场有效实证研究[J].经济学家,1995(04):107-113.

[58]李凯,路迹,杨丽琴,等.我国证券市场有效性实证分析[J].东北大学学报,2000,21 (03):320-323.

[59]邓子来,胡健.市场有效理论及我国股票市场有效性的实证检验[J].金融论坛,2001 (10):44-50.

[60]胡波,宋文力,张宇光.中国证券市场有效性实证分析[J].经济理论与经济管理,2002 (07):36-39.

[61]袁显平,柯大钢.事件研究方法及其在金融经济研究中的应用[J].统计研究,2006 (10):31-35.

[62]Hendricks K B, Singhal V R. The effect of supply chain glitches on shareholder wealth[J]. Journal of Operations Management,2003,21(5):501-522.

[63]Hendricks K B, Singhal V R. An Empirical Analysis of the Effect of Supply Chain Disruptions on Long‐Run Stock Price Performance and Equity Risk of the Firm[J]. Production and Operations Management,2005,14(1):35-52.

[64]Papadakis I S. Financial Performance of Supply Chains after Disruptions: an Event Study[J]. Supply Chain Management: An International Journal,2006,11(1):25-33.

[65]周笛.诉讼事件对企业和供应链的市场价值影响研究[D].电子科技大学,2020.

[66]Hendricks K B, Jacobs B W, Singhal V R. Stock market reaction to supply chain disruptions from the 2011 Great East Japan Earthquake[J]. Manufacturing & Service Operations Management,2020,22(4):683-699.

[67]Kleindorfer P R, Saad G H. Managing disruption risks in supply chains[J]. Production and operations management,2005,14(1):53-68.

[68]David B, Marija B. Measuring the supply chain risk and vulnerability in frequency space[J]. International Journal of Production Economics,2007,108(1-2):291-301.

[69]杨康.基于复杂网络理论的供应链网络风险管理研究[D].北京交通大学,2014.

[70]谭忠富,刘平阔.煤电能源供应链风险递展机理分析:结构型和过程型[J].技术经济,2015,34(04):51-63+80.

[71]Rice J B, Caniato F. Building a secure and resilient supply network.[J].Supply Chain Management Review,2003,7(5):22-30.

[72]陈丽丽.突发事件下供应扰动风险态势评价研究[D].安徽工程大学,2012.

中图分类号:

 F252    

开放日期:

 2023-06-15    

无标题文档

   建议浏览器: 谷歌 火狐 360请用极速模式,双核浏览器请用极速模式